Regulatory Compliance
Financial services AI must navigate complex regulatory requirements across multiple frameworks.
GLBA (Gramm-Leach-Bliley Act)
Requires financial institutions to protect customer financial information
How Secured AI Helps
Detect and mask NPI (nonpublic personal information) before it reaches AI services
SOX (Sarbanes-Oxley)
Mandates internal controls for financial data
How Secured AI Helps
Provide access controls and encryption for AI-related data handling
SEC/FINRA Rules
Requirements for data retention, supervision, and customer protection
How Secured AI Helps
Maintain records of AI interactions with financial data for compliance review
PCI DSS
Payment card industry standards for cardholder data protection
How Secured AI Helps
Detect and mask payment card numbers, CVVs, and related data in AI workflows
Financial Data Protection
Comprehensive detection for financial services data types.
Customer PII
- Social Security Numbers
- Account Numbers
- Tax IDs
- Driver License Numbers
Financial Data
- Credit Card Numbers
- Bank Account Numbers
- Routing Numbers
- Investment Account Details
Trading Information
- Order Details
- Position Data
- Trading Strategies
- Client Portfolios
Confidential Business
- Deal Terms
- M&A Information
- Non-Public Financials
- Client Lists
Enterprise Controls
Technical safeguards designed for financial services compliance.
Financial Data Detection
ML models trained on financial data patterns including accounts, cards, and transaction details
Automatic Protection
Sensitive financial data is masked before reaching any AI service
Reveal Technology
Restore masked values in AI responses for usable business output
Compliance Tracking
Complete logs meeting SOX and SEC record-keeping requirements
Access Controls
Role-based policies aligned with financial services compliance requirements
Real-Time Alerts
Immediate notification when high-risk data is detected in AI workflows
Financial Services Use Cases
Enable AI across your financial institution.
Client Communication
Draft client correspondence with AI while automatically protecting account details and personal information
Research & Analysis
Use AI for market research and analysis while keeping proprietary data and trading strategies protected
Compliance Documentation
Generate compliance reports and documentation with AI assistance while maintaining data controls
Operations Automation
Streamline back-office operations with AI while ensuring customer data stays within compliance boundaries
